Index of /documentation_center/regulation/regulatory_releases

[ICO]NameLast modifiedSizeDescription

[DIR]Parent Directory  -  
[   ]RR_2008-01_Rule_517.pdf04-Mar-2009 13:25 156K 
[   ]RR_2008-04_MM_Relaxation_1.0.pdf23-Sep-2008 16:45 50K 
[   ]RR_2008-04_MM_Relaxation_Corrected.pdf24-Sep-2008 12:26 6.2K 
[   ]RR_2009-03_Clearingmember_Interp_p.pdf10-Jun-2009 15:08 6.3K 
[   ]RR_2009-04_Rules _902_905p.pdf18-Jun-2009 11:24 10K 
[   ]RR_2009-05_Rules _414_716_902_905.pdf02-Oct-2009 10:20 121K 
[   ]RR_2009-06_Rule_902_and_Rule_905.pdf08-Oct-2009 15:39 83K 
[   ]RR_2010-01_Changes_to_Position_Limits.pdf24-Mar-2010 13:51 104K 
[   ]RR_2010-04_Regulatory_Halts_R419.pdf16-Jun-2010 09:24 20K 
[   ]RR_2010-05_Error_Policy_Rev..pdf18-Oct-2011 09:47 238K 
[   ]RR_2010-06_Expansion_of_efp_hours.pdf15-Aug-2011 13:14 42K 
[   ]RR_2010-07_Position_Limits_and_Position_Accountability.pdf30-Jun-2010 15:20 65K 
[   ]RR_2010-10_Changes_to_Position_Limits.pdf22-Jul-2010 10:35 34K 
[   ]RR_2010-15_RDS_changes.pdf15-Aug-2011 13:16 55K 
[   ]RR_2010-17_Fee_Schedule.pdf16-Nov-2010 11:24 80K 
[   ]RR_2010-18_Expanding_Prices.pdf16-Nov-2010 12:13 24K 
[   ]RR_2010-19_Changes_to_OCX_BETS.pdf09-Dec-2010 09:43 55K 
[   ]RR_2010-20 Treatment_of_Fund_Distributions.pdf15-Dec-2010 11:14 20K 
[   ]RR_2011-01_Expanding_Trade_Prices_to_Four_Decimal_Points.pdf03-Jan-2011 14:49 19K 
[   ]RR_2011-02_Changes_to_Position_Limits.pdf20-Jan-2011 15:00 32K 
[   ]RR_2011-04_OneChicago_Changes_Fee_Structure.pdf14-Mar-2011 13:07 66K 
[   ]RR_2011-07_Margin_Increase.pdf13-Apr-2011 15:43 54K 
[   ]RR_2011-08_Block_Trades.pdf11-May-2011 10:14 137K 
[   ]RR_2011-09_15(c)3-5.pdf07-Jun-2011 14:13 81K 
[   ]RR_2011-10_Open_Interest_and_Carry_Fees.pdf16-May-2011 12:35 63K 
[   ]RR_2011-14_OneChicago_Rule_Changes.pdf16-Jun-2011 11:50 73K 
[   ]RR_2011-17_Expanding_Trade_Prices_to_Four_Decimal_Points.pdf19-Jul-2011 17:14 147K 
[   ]RR_2011-23_Revisions_to_OneChicago_Rule_902.pdf06-Oct-2011 15:16 174K 
[   ]RR_2011-28_Revisions_to_OneChicago_Rules_510_and_605_Name_Changes.pdf15-Nov-2011 16:00 119K 
[   ]RR_2012-4_Exchange_of_Futures_for_Physical_Guidance.pdf09-Mar-2012 12:44 72K 
[   ]RR_2012-5_Rule_404_Acceptable_Orders.pdf05-Apr-2012 14:08 75K 
[   ]RR_2012-6_Changes_to_Position_Limits.pdf11-Apr-2012 12:51 128K 
[   ]RR_2012-7_Rule_404_Acceptable_Orders_DATE_REVISED.pdf18-Apr-2012 15:34 75K 
[   ]RR_2012-10_Legal_Width.pdf31-May-2012 10:44 75K 
[   ]RR_2012-12_Pricing_Change_for_NBI_Request_REVISED.pdf01-Jun-2012 15:45 125K 
[   ]RR_2012-13_Without_Delay_Clarification.pdf19-Jun-2012 16:03 73K 
[   ]RR_2012-14_Booking_of_EFP_cash_leg_transactions_to_reflect_fees.pdf02-Jul-2012 11:02 26K 
[   ]RR_2012-15_NASDAQ_Port_Fees.pdf13-Jul-2012 15:22 72K 
[   ]RR_2012-18_Amendments_to_Chapter_7_Rules-Revised.pdf01-Aug-2012 16:21 199K 
[   ]RR_2012-21_Amendments_to_Chapter_2_and_Chapter_4_Updates_and_Revisions.pdf21-Aug-2012 16:40 172K 
[   ]RR_2012-26_Updated_PreExecution_Discussions_and_Cross_Trades.pdf12-Sep-2012 15:16 281K 
[   ]RR_2012-28_Security_Futures_not_subject_to_CFTC_Reg_39.13(g)(8)(ii).pdf04-Oct-2012 14:37 304K 
[   ]RR_2012-29_Notification_under_CFTC_1.52(h).pdf12-Oct-2012 15:24 170K 
[   ]RR_2012-31_New_Controls_for_OneChicago_Markets.pdf19-Oct-2012 15:38 178K 
[   ]RR_2012-32_New_Controls_for_OneChicago_Markets.pdf25-Oct-2012 16:05 125K 
[   ]RR_2013-1_Revisions_to_OneChicago_Rule_416_Exchange_of_Future_for_Physical.pdf07-Jan-2013 15:28 171K 
[   ]RR_2013-4_Revision_to_OneChicago_Rule_127_Disciplinary_Panel.pdf27-Feb-2013 14:06 171K 
[   ]RR_2013-7_CORRECTED_Revision_to_OneChicago_Rule_127_Disciplinary_Panel.pdf05-Mar-2013 09:44 171K 
[   ]RR_2013-9_EFP_confirmation_must_contain_executed_EFP_Price.pdf03-Apr-2013 14:47 69K 
[   ]RR_2013-12_Disclosure_of_Payment_for_Order_Flow_Arrangements.pdf09-Jul-2013 14:53 73K 
[   ]RR_2013-15_OCX_Amendment_to_Appendix_B_to_Chapter_9_of_the_Rulebook.pdf13-Aug-2013 15:23 175K 
[   ]RR_2013-18_Changes_to_the_SSF_Block_Roll_Marketplace_on_OCX_BETS.pdf15-Aug-2013 16:52 74K 
[   ]RR_2013-18_Nasdaq_Regulatory_Halt.pdf22-Aug-2013 13:20 209K 
[   ]RR_2013-19_Trading_in_NASDAQ_Tape_C_Securities_to_Resume_Following_Regulatory_Halt.pdf22-Aug-2013 14:36 252K 
[   ]RR_2013-20_Changes_to_the_SSF_Block_Roll_Marketplace_on_OCX_BETS.pdf22-Aug-2013 16:19 34K 
[   ]RR_2014-1_Position_Limit_Exemption_Requests.pdf11-Mar-2014 17:10 31K 
[   ]RR_2014-5_Suspension_of_Competitive_EFP_Trading.pdf12-May-2014 16:45 30K 
[   ]RR_2014-6_Block_Trade_Minimum_Threshold.pdf28-May-2014 14:51 73K 
[   ]RR_2014-29_Expanding_Bilateral_Block_and_EFP_Trading_Hours-CORRECTION.pdf29-Oct-2014 15:52 34K 
[   ]RR_2014-29_Expanding_Bilateral_Block_and_EFP_Trading_Hours.pdf27-Oct-2014 13:15 163K 
[   ]RR_2014-30_Simultaneous_Buying_and_Selling_Order.pdf27-Oct-2014 16:47 35K 
[   ]RR_2014-33_Bilateral_Block_and_EFP_Reporting_Guidance.pdf20-Nov-2014 11:10 53K 
[   ]RR_2014-36_Renaming_Responsible_Trader_as_Responsible_Administrator.pdf26-Dec-2014 12:11 122K 
[   ]RR_2015-6_Audit_Trail_Requirements.pdf09-Mar-2015 10:41 42K 
[   ]RR_2015-7_OneChicago_Ownership_and_Control_Reports.pdf19-Mar-2015 11:05 47K 
[   ]RR_2015-16_Disruptive_Practices.pdf10-Jun-2015 11:19 36K 
[   ]RR_2015-28_Futures_Calendar_Spread_Transactions.pdf21-Jul-2015 11:42 34K 
[   ]RR_2015-41_Reverting_All_Monthly_OCX.NoDivRisk_Products_to_T+3_Settlement.pdf01-Dec-2015 16:01 30K 
[   ]RR_2015-42_Relisting_All_June_2016_Expiry_OCX.NoDivRisk_Products.pdf02-Dec-2015 10:11 124K 
[   ]RR_2015-47_Large_Trader_Reporting_Guide.pdf17-Dec-2015 11:53 71K 
[   ]RR_2015-48_OneChicago_Summary_Fine_Schedule.pdf28-Dec-2015 15:16 59K 
[   ]RR_2016-1_Audit_Trail_Requirements.pdf04-Jan-2016 13:01 64K 
[   ]RR_2016-14_Decreasing_Reportable_Threshold_to_One_Contract.pdf16-Jun-2016 13:49 33K 
[   ]RR_2016-16_Decreasing_Reportable_Threshold_to_One_Contract_REMINDER.pdf12-Jul-2016 11:48 127K 
[   ]RR_2016-16_July_Position_Limits_Rebalancing.pdf18-Jul-2016 14:24 34K 
[   ]RR_2016-17_July_Position_Limits_Rebalancing.pdf18-Jul-2016 15:28 34K 
[   ]RR_2016-18_Large_Trader_Reporting_Guide.pdf04-Aug-2016 13:30 130K 
[   ]RR_2016-19_Ownership_and_Control_Reports.pdf04-Aug-2016 17:01 227K 
[   ]RR_2016-20_August_Position_Limits_Rebalancing.pdf10-Aug-2016 17:33 38K 
[   ]RR_2016-21_September_Position_Limits_Rebalancing.pdf08-Sep-2016 11:23 36K 
[   ]RR_2016-22_Position_Limit_Exemption_Look_Back_Period.pdf21-Sep-2016 11:42 33K 
[   ]RR_2016-23_Ownership_and_Control_Reports.pdf28-Sep-2016 14:26 82K 
[   ]RR_2016-24_October_Position_Limits_Rebalancing.pdf06-Oct-2016 10:16 36K 
[   ]RR_2016-25_OneChicago_Ownership_and_Control_Reports_Reminder.pdf24-Oct-2016 11:37 124K 
[   ]RR_2016-26_November_Position_Limits_Rebalancing.pdf07-Nov-2016 11:23 36K 
[   ]RR_2016-27_December_Position_Limits_Rebalancing.pdf08-Dec-2016 10:19 37K 
[   ]RR_2017-1_January_Position_Limits_Rebalancing.pdf06-Jan-2017 13:37 55K 
[   ]RR_2017-2_February_Position_Limits_Rebalancing.pdf06-Feb-2017 14:48 35K 
[   ]RR_2017-3_March_Position_Limits_Rebalancing.pdf09-Mar-2017 11:21 38K 
[   ]RR_2017-4_April_Position_Limits_Rebalancing.pdf12-Apr-2017 10:34 51K 
[   ]RR_2017-5_May_Position_Limits_Rebalancing.pdf10-May-2017 15:44 36K 
[   ]RR_2017-6_June_Position_Limits_Rebalancing.pdf09-Jun-2017 15:09 37K 
[   ]RR_2017-7_July_2017_Position_Limits_Rebalancing.pdf07-Jul-2017 13:25 34K 
[   ]RR_2017-8_OneChicago_Ownership_and_Control_Reports.pdf17-Jul-2017 15:56 43K 
[   ]RR_2017-9_August_Position_Limits_Rebalancing.pdf03-Aug-2017 12:34 36K 
[   ]RR_2017-10_Large_Trader_Reporting_Guide.pdf17-Aug-2017 14:22 36K 
[   ]RR_2017-11_Large_Trader_Reporting_Guide.pdf05-Sep-2017 16:48 37K 
[   ]RR_2017-12_September_Position_Limits_Rebalancing.pdf11-Sep-2017 12:15 36K 
[   ]RR_2017-13_October_Position_Limits_Rebalancing.pdf12-Oct-2017 17:37 36K 
[   ]RR_2017-14_November_Position_Limits_Rebalancing.pdf09-Nov-2017 13:18 193K 
[   ]RR_2017-15_December_Position_Limits_Rebalancing.pdf19-Dec-2017 17:24 199K 
[   ]RR_2018-1_January_Position_Limits_Rebalancing.pdf09-Jan-2018 13:21 188K 
[   ]RR_2018-2_February_Position_Limits_Rebalancing.pdf14-Feb-2018 13:09 129K 
[   ]RR_2018-3_Block_Trading.pdf27-Feb-2018 17:41 65K 
[   ]RR_2018-4_March_Position_Limits_Rebalancing.pdf19-Mar-2018 11:28 141K 
[   ]RR_2018-5_April_Position_Limits_Rebalancing.pdf10-Apr-2018 16:06 185K 
[   ]RR_2018-6_May_Position_Limits_Rebalancing.pdf09-May-2018 15:49 128K 
[   ]RR_2018-7_Updated_Error_Trade_Policy.pdf13-Jun-2018 12:19 203K 
[   ]RR_2018-8_June_Position_Limits_Rebalancing.pdf19-Jun-2018 16:42 127K 
[   ]RR_2018-9_July_Position_Limits_Rebalancing.pdf24-Jul-2018 16:03 127K 
[   ]RR_2018-10_August_Position_Limits_Rebalancing.pdf08-Aug-2018 11:13 126K 
[   ]RR_2018-11_September_Position_Limits_Rebalancing.pdf18-Sep-2018 16:56 201K 
[   ]RR_2018-12_Exchange_of_Future_for_Physical_Trading.pdf17-Sep-2018 16:10 42K 
[   ]RR_2018-13_October_2018_Position_Limit_Updates.pdf05-Oct-2018 16:22 546K 
[   ]RR_2018-14_November_2018_Position_Limit_Update.pdf08-Nov-2018 16:17 541K 
[   ]RR_2018-15_December_2018_Position_Limit_Rebalancing.pdf06-Dec-2018 09:04 545K 
[   ]RR_2019-1_January_2019_Position_Limit_Rebalancing.pdf04-Jan-2019 09:00 546K 
[   ]RR_2019-2_February_2019_Position_Limit_Rebalancing.pdf11-Feb-2019 16:19 174K 
[   ]RR_2019-3_March_2019_Position_Limit_Rebalancing.pdf07-Mar-2019 16:50 171K 
[   ]RR_2019-4_April_2019_Position_Limit_Update.pdf08-Apr-2019 17:21 172K 
[   ]RR_2019-5_May_2019_Position_Limit_Update.pdf07-May-2019 12:36 179K 
[   ]RR_2019-6_June_2019_Position_Limit_Update.pdf05-Jun-2019 17:26 175K 
[   ]RR_2019-7_July_2019_Position_Limit_Update.pdf03-Jul-2019 12:54 176K 
[   ]RR_2019-8_August_2019_Position_Limit_Update.pdf05-Aug-2019 16:39 173K 
[   ]RR_2019-9_September_2019_Updating_Position_Limits.pdf05-Sep-2019 11:00 168K 
[   ]RR_2019-10_October_2019_Updating_Position_Limits.pdf14-Oct-2019 09:44 170K